Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 **8-** | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | | SEC FILE NUMBER | |-----------------| | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>0 1/01/2019<br>MM/DD/YY | AND ENDING | -----------<br>12/31/2019<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-------------------|---------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Red rock Trading Partners, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 2605 Walton Way | | | | | | | (No. and Street) | | | | | | | | 30904 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Thane Plummer<br>(706) 364-2567 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Elliott Davis Decosimo LLC/PLLC | | | | | | | (Name - if individual, state last,first, middle name) | | | | | 200 East Broad Street | Greenville | SC | 29606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I ti' I Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently val id OM B control number.** {1}------------------------------------------------ ## OATH OR AFFIRMATIO…Read the full text as markdown