Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... . .. 12.00 > SEC FILE NUMBER **B-66707** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PACE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | _ AND ENDING_ 1 2__/3_1_/_2_0_2_0 _<br>_<br>_ _<br>REPORT FOR TllE PERIOD 11F.GINNING_0_1_/0_ 1_/_2_0_2_0 _ | | | |-------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | M M/0 D/ YY | | M M!DD/YY | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PL/\CL OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | ( No. a nd Street) | | 30904 | | (State) | | (Zi p Code) | | | | (Arca Code - Te lephone Number) | | | | | | | | | | | | | | | | | | | | 29606 | | (City ) | (State) | (hr Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | __<br>2605 Walton Way, Augusta, GA<br>Elliott Davis Decosimo LLC/PLLC<br>(Name<br>Greenville | A. REGISTRANT IDENTlFJCA TION<br>NAMf-: oF BROKER-DEALER: Redrock Trading Partners, LLC<br>NA ME /\ND TELEP! IONE NUMBt.:R OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNT ANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in th is Rc pori*<br>if individual. stare lasr. first. middle name)<br>SC<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claimsj<Jr exemption.from the requirement that the annual report be covered by the opinion of an independent public accou111an1 must be supported by a sta/ement* 4 *facls and circumstances relied on as the basis for 1he exemption. See Sec/ion 2./0.* J *7a-5(e)(2)* > **Potential persons who are to respond to the collection of information…Read the full text as markdown