Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### REDROCK TRADING PARTNERS, LLC FINANCIAL STATEMENTS DECEMBER 31. 2021 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-66707 | | |--------------------------|--| | SEC FIL E NU MBER | | | hours per response: 12 | | | Estimated average burden | | | Expires: Oct. 31, 2023 | | | 0MB Number: 3235-0123 | | | 0MB APPROVAL | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/VY AND ENDING **12/31/2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAMEoFFIRM: Redrock Trading Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer O Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2605 Walton Way | | (No. and Street) | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------|----------------------------------|-----------------------------------------|--| | Augusta | | GA | | 30904 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thane Plummer | 520 405 2277 | | thane@redrocktradingpartners.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond, PLLC<br>(Name - if individual, state last, first, and middle name) | | | | | | | 1928 Jackson Lane | | China Spring | TX | 76633 | | | (Address) | (City) | | (State) | (Zip Code) | | | 3/19/2019 | | | 6543 | | | | T"<br>of ,,.straUoa with PCAOB)lif appHcable) | | FOR OFFICIAL USE ONLY | | )PCAOB R,.stcaUoa N"mbe,, ifappHcabl•J, | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who…Read the full text as markdown