Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** o.c. **<sup>20549</sup>** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-66707 0MB APPROVAL 0MB Number: 3235-0123 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Redrock Trading Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ANDENDING **12/31/2023** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 2605 Walton Way | | | | |----------------------------------------------|---------------------------------------------------------------------------|----------------------------------|------------| | | (No. and Street) | | | | Augusta | GA | | 30904 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Thane Plummer | 520 405.2277 | thane@redrocktradingpartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Tuttle & Bond, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1928 Jackson Lane | China Spring | TX | 76633 | | (Address) | (City) | (State) | (Zip Code) | | 3/19/2019 | 6543 | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. **FOR OFFICIAL USE ONLY** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Thane Plummer<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown