Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |--------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimat ed average burden | | | | | | hours perresponse: 12 | | | | ANNUAL REPORTS | | SEC FILE NUM BER | | | | FORM X-17A-5 | | 8-66707 | | | | PART Ill | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | | AND ENDING 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME oF FIRM: Red rock Trading Partners, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 0 Broker-dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 2605 Walton Way | | | | | | | (No. and Street) | | | | | Augusta | GA | | 30904 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | thane@redrocktradingpartners.com | | | Thane Plummer | 520 405.2277 | | | | | (Name} | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Tuttle & Bond, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1928 Jackson Lane | China Spring | TX | 76633 | | | (Address) | (City) | (State} | (Zip Code} | | | 3/19/2019 | | 6543 | | | | r•<br>of Regi~c,<ioo w"h PCAOBl(if applicable} | | | (PCAOB Regi~ca<loa Nombec, if appl cable} I | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of t he exemption. See 17 CFR 240.17a-S(e}(l}(ii}, if applicable. **Persons who are to respond to t…Read the full text as markdown