Full text of REDROCK TRADING PARTNERS, LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Red rock Trading Partners, LLC Financial Statement Required by the U.S. Securities and Exchange Commission Including Independent Auditor's Report Thereon December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Wa\$hlngton, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB Number: 3iJS-Oln<br>Expires: Nov.'30, 2026 | | |------------------------------------------------|--| | Estimated average burden | | | hours per response: 12 | | | SEC Fil[ NUMBER | | | 8-66707 | | # **FACING PAGE** **Information Required Pursuant to Rules 17a•5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 01 /01 /25** MM/DD/'('{ AND ENDING 12131125 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Red rock Trading Partners, LLC TYPE OF REGISTRANT {check all applicable boxes): D Broker-dealer D Security-based swap dealer D Major security-based **swap** participant 0 Check here if respondent is also an OTC deriva.tives dealer ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do **not** use a P.O. box no.) | 2605 Walton Way | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------|----------------------------------|------------| | | (No. and Street) | | | | Augusta | GA | 30904 | | | {City} | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Thane Plummer | (707) 726-2648 | thane@redrocktradingpartners.com | | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | NTT & Company, PLLC | | | | | | (Name- if individual, state last, first; and middle name} | | | | 5865 Mistletoe Avenue | Beaumont | TX | 77707 | | (Address)<br>03/19/2019 | (City} | {State)<br>6543 | {Zip Code) | | | | | | (Date of ReRistration with PCAOBHif apolicable) IPCA0B Rel!istration Number, if applicable) #### **FOR. OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{el(l){iij, if applicable. Persons who 11re to respond to the collection of information contained In this form are not requi…Read the full text as markdown