Full text of NIAGARA INTERNATIONAL CAPITAL LIMITED's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** #### **OMB APPROVAL OMB Number. 3235-0123 Expires: August 31, 2020 Estimated average burden** **»-66911** ## **ANNUAL AUDITED REPORT hours perresponse 12.00 FORM X-17A-5 PART III SEC RLE NUMBER** ### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of 1934 and Rule <sup>17</sup>a-<sup>5</sup> Thereunder** | REPORT FOR THE PERIOD | BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | | | | |-----------------------------------------|---------------------------------------------------------------------|-------------|-------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT<br>IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | NIAGARA<br>INTERNATIONAL<br>CAPITAL | LIMITED | OFFICIAL<br>USE ONLY | | | | ADDRESS OF PRINCIPAL | PLACE OF BUSINESS: (Do not use<br>P.O. Box No.) | | FIRM I.D. NO. | | | | 757<br>Third<br>Avenue<br>21st<br>, | Floor | | | | | | | (No. and Street) | | | | | | New<br>York | NY | | 10017 | | | | (City) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE<br>Nicholas Sheumack | NUMBER OF PERSON<br>TO CONTACT IN REGARD TO | THIS REPORT | 646-681-6349 | | | | | | | (Area Code -Telephone Number) | | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose opinion is contained in this Report* | | | | | | Phillip<br>V<br>. George<br>PLLC<br>, | | | | | | | | (Name -if individual, state last, first, middle name) | | | | | | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOB OFFICIAL<br>USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of informationcontainedinthisformarenotrequiredtorespond unlessthe formdisplays <sup>a</sup> currently validOMB controlnumber. SEC <sup>1410</sup> (06-<sup>02</sup>)** {1}-…Read the full text as markdown