Full text of SGMA CAPITAL MARKETS LIMITED's X-17A-5 filed 2024-02-09 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | REPORTS<br>ANNUAL<br>X-17A-5<br>FORM<br>III<br>PART<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2023<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | SEC FILE NUMBER<br>8-66911<br>12/31/2023<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------| | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | Limited<br>Capital<br>Makets<br>SGMA<br>NAME OF FIRM: | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>0 Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>21st<br>Floor<br>Third<br>Avenue<br>757<br>, | | | (No. and Street) | | | NY<br>York<br>New | 10017 | | (State)<br>(City) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Sheumack<br>646-681-6349<br>Nicholas | nsheumack@sheumackgma.com | | (Area Code -Telephone Number)<br>(Name) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PLLC<br>George<br>Phillip<br>V<br>, | | | (Name -if individual, state last,first,and middle name)<br>TX<br>Celeste | 75423 | | CR<br>1026<br>5179<br>(State) | (Zip Code) | | (City)<br>(Address)<br>3366<br>02/24/2009 | | | (Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY<br>Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>* | (PCAOB Registration Number,if applicable) | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. Persons who are to respond to the collection of information contained inthis form are not requiredtorespond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Nicholas Sheumack<br>I, | j swear (or affirm) that,to the best of my knowledge and beli…Read the full text as markdown