Full text of SGMA CAPITAL MARKETS LIMITED's X-17A-5 filed 2025-02-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|---------------------------------------|------------------------------------------------------------------------------| | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | FORM<br>X-17A-5 | | 8-66911 | | | PART<br>III | | | | Information Required Pursuant to Rules 17a-5, 17a-12,<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 | FACING PAGE | | and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2024 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: SGMA | Capital<br>Makets | Limited | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>757<br>Third<br>Avenue<br>, | Security-based swap dealer<br>(Do not use a P.O. box no.)<br>21st<br>Floor | | Major security-based swap participant | | | (No. and Street) | | | | New<br>York | NY | | 10017 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS | FILINS | | | | Nicholas<br>Sheumack | 646-681-6349 | | nsheumack@sheumackgma.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Phillip<br>V<br>George<br>, | PLLC | reports are contained in this filing* | | | | (Name-if individual, state last,first,and middle name) | | | | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | (Date of Registration with PCAOB) if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number,if applicable) | | | | | | •Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and <sup>c</sup> rcumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information ccntained in this form are not required to respond unless the form displays <…Read the full text as markdown