Full text of SGMA CAPITAL MARKETS LIMITED's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** | | SEC FILE NUMBER | |---------|-----------------| | 8-66911 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE<br>PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------|------------------------------------|--------------------------|--------------------------------------------|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT<br>IDENTIFICATION | | | | | | | <br>SGMA<br>Capital<br>r<br>NAME OF<br>FIRM: | Markets<br>Limited | | | | | | | all<br>TYPE OF REGISTRANT (check<br>applicable<br>K<br>Broker-dealer<br>Security-based<br>Check here if respondent is also an OTC derivatives | boxes):<br>swap<br>dealer<br>dealer | Major<br>security-based | | swap participant | | | | ADDRESS OF PRINCIPAL PLACE | not<br>OF BUSINESS: (Do<br>use a P.O. box | no.) | | | | | | 757<br>Third<br>Avenue,<br>21st<br>Floor | | | | | | | | | (No. and Street) | | | | | | | New<br>York | NY | | 10017 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT<br>WITH REGARD | TO THIS FILING | | | | | | | Nicholas<br>Sheumack | 646-681-6349 | nsheumack@sheumackqma.com | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC<br>ACCOUNTANT whose | reports<br>are | in<br>this<br>filing*<br>contained | | | | | | Phillip<br>V.<br>George,<br>PLLC | | | | | | | | (Name -if | individual, state last, first, and middle name) | | | | | | | 5179<br>CR<br>1026 | Celeste | | TX | 75423 | | | | (Address)<br>02/24/2009 | (City) | 3366 | (State) | (Zip Code) | | | | (Date of Registration with<br>PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from<br>the requirement that<br>accountant must be supported by a statement<br>CFR 240.17a-5(e)(l)(ii), if applicable. | th…Read the full text as markdown