Full text of NIAGARA INTERNATIONAL CAPITAL LIMITED's X-17A-5 filed 2021-01-27 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT** hours perresponse 12.00 **FORM X-17A-5 PART III SEC RLE NUMBER** | OMB Number: | | 3235-0123 | | |--------------------------|-----------------|-----------|--| | Expires: | October 31,2023 | | | | Estimated average burden | | | | | | | | | | | | | | OMB APPROVAL | 8-66911 | |---------| **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of 1934 and Rule <sup>17</sup><sup>a</sup>-<sup>5</sup> Thereunder** | | PERIOD BEGINNING01/01/2020<br>REPORT FOR THE | AND ENDING12/31/2020 | |--|----------------------------------------------|----------------------| |--|----------------------------------------------|----------------------| ### MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** Niagara International Capital Limited NAME OF BROKER-DEALER: OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>P</sup>.O. Box No.) # 757 Third Avenue, 21st Floor CNo. and Street) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Nicholas Sheumack <sup>646</sup>-681-<sup>6349</sup> (Area Code -Telephone Number) FIRM I.D. NO. ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # Phillip V. George, PLLC | (Name -if individual, state last, first, middle name) | | | | | | |-------------------------------------------------------|---------|---------|------------|--|--| | 5179<br>CR<br>1026 | Celeste | TX | 75423 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | | | | | | Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. ### FOR OFFICIAL USE ONLY *^Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17<sup>a</sup>-5(e)(2)* **Potential persons who are to respond to the collection of information contained in thisform are not required to respond unlessthe form displays<sup>a</sup> currently valid OMB control number.** SEC <sup>1410</sup> (11-05) | New<br>York | NY | 10017 | |-------------|---------|------------| | (City) | (State) | (Zip Code) | {1}-----------------…Read the full text as markdown