Full text of SGMA CAPITAL MARKETS LIMITED's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL<br>OMB Number: 3235-0123 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|---------------------------------|-----------------|-------------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | | Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | | Estimated average burden<br>hours per response:<br>12 | | | | ANNUAL<br>REPORTS | | | SEC FILE NUMBER | | | | FORM<br>X-17A-5 | | 8-66911 | | | | | III<br>PART | | | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | 0<br>FILING FOR THE PERIOD BEGINNING | 1/2025 | AND END NG | | 12/31/2025 | | | | MM/DO/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | firm:SGMA<br>Capital<br>of<br>name | Limited<br>Makets | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | E<br>Broker-dealer<br>Security-based swap dealer | Major | security-based swap participant | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 757<br>Third<br>Avenue,<br>21st | Floor | | | | | | | (No. and Street) | | | | | | New<br>York | NY | | | 10017 | | | (City) | (State) | | | {Zip Code) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Nicholas<br>Sheumack<br>646-681-6349<br>nsheumack@sheumackgma.com<br>(Area Code- | | | | | | (Name) | Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this | | filing* | | | | | V. | | | | | | | Phillip<br>George,<br>PLLC<br>(Name-if | | | | | | | 5179 | individual, state last, first, and middle name) | | | | | | CR<br>1026 | Celeste | TX | | 75423 | | | (Address)<br>02/24/2009 | (City) | (State)<br>3366 | | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | •Claims<br>for exemption from…Read the full text as markdown