Full text of IDFC CAPITAL (USA) INC.'s X-17A-5 filed 2019-04-26 (period 2019-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB N umber: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-68685 I SEC FILE NUMBER I ## **ANNUAL AUDITED REPORT FORM X-17A-5** PART III #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __ | ___<br>0_4/_0_l/_18 | AND ENDING | 03/31/19 | |----------------------------------------------------------------------------|-------------------------------|-----------------------|------------------------------------------------|--------------| | | | MM/DDNY | | MM/DDNY | | | A. REGISTRANT lDENTlFICA TION | | | | | NAME OF BROKER -<br>DEALER: | | | | | | IDFC Capital (USA), Inc. | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM ID. NO. | | 600 Third A venue -<br>Suite 241 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10116 | | (City) | (State) | | | (Zip Code) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Citrin Cooperman & Company, LLP | | | | | | | (Name - | | if individual, state last, first, middle name) | | | 529 Fifth Avenue | New York | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | I I<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).* SEC 1410 (3-91) {1}------------------------------------------------ IDFC CAPITAL (USA), INC. (A Wholly Owned Subsidiary of IDFC Securities Limited) S.E.C. #8-68685 #### STATEMENT OF FINANCIAL CONDITION #### MARCH 31, 2019 #### AND ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* {2}------------------------------------------------ ## **TABLE OF CONTENTS** ### **This report\*\* contains (check all applicable boxes):** - [x] Report of Independent Registered Public Accounti…Read the full text as markdown