Full text of DAM CAPITAL (USA) INC.'s X-17A-5 filed 2022-04-26 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | ho urs per response: 12 | SEC FILE NU M ER 8- 68685 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01 /21 AND ENDING 03/31 /22 MM/DD/YY MM/DD/YY ## A. REGISTRANT IDENTIFICATION # NAME o F FIRM: DAM Capital (USA) Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dea ler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, 12-129 | | (No. and Street) | | | |----------------------------------------------|--------------------------------|------------------------------|--| | New York | NY | 10004 | | | (City)<br>(State) | | (Z ip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated.solutions | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # AJSH & Co. LLP | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------| | A94/8 Wazripur Industrial Area Main Ring Rd | New-Delhi | India | 110052 | | (Address) | (City) | (State) | (Zip Code) | | 0610612006 | | 3223 | | | (Date of Registration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number, ifapplicable) | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)( I )(ii), if ap!J)licable. Persons who are to respond to the collection of information contained in this form ar e not required to r espond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### STATEMENT OF FINANCIA…Read the full text as markdown