Full text of IDFC CAPITAL (USA) INC.'s X-17A-5 filed 2020-05-18 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STA TES SECURJTIBS AND EXCHANGE COMMJSSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-01 23 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-68685 I SEC FILE NUMBER I ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTID** #### **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Role 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINN1NG | -~ | ___<br>0~4/~0-1/~19<br>MM/00/YY | AND ENDING | 03/31<br>/20<br>MM/DD/YY | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------------------|------------|--------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | IDFC Capital (USA), Inc. | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FJRMID. NO. | | | | | | | | | | | | 600 Third Avenue<br>-<br>Suite 241 | (No. and Street) | | | | | | | | | | | | | | | New York | NY | | | 10116 | | | | (City) | (State) | | | (Zip Code) | | | | | | | | o. | | | | | B. ACCOUNT ANT IDENTlFICATION | | | | | | | | | | | | | | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT TN REGARD TO THIS REPORT<br>Fredric Obsbaum<br>INDEPENDENT PUB UC ACCOUNT ANT whose opinion is contained in this Report*<br>Citrin Cooperman & Company, LLP | (Name - if individual, state last, first, middle name) | | | | | | | 529 Fifth A venue | New York | | NY | 10017 | | | | {Address) | (City) | | (State) | (Zip Code) | | | | | | | | | | | | CHECK ONE: | | | | | | | | [!] Certified Public Accountant | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17 a-5 (e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ IDFC CAPITAL (USA), INC. (A Wholly Owned Subsidiary ofIDFC Securities Limited) ### STATEMENT OF FINANCIAL CONDITION…Read the full text as markdown