DAM CAPITAL (USA) INC. X-17A-5 (2024-05-29) — Broker-dealer annual report

Full text of DAM CAPITAL (USA) INC.'s X-17A-5 filed 2024-05-29 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # ANNUAL REPORTS FORMX-17A-5 PART III | OMB<br>APPROVAL<br>OMB<br>Number:<br>3235<br>0123<br>Expires:<br>3<br>,<br>202<br>Nov O<br>6<br>Estimated<br>average<br>burden<br>hours<br>per<br>response:<br>12<br>SEC<br>FILE<br>NUM<br>B<br>ER<br>8<br>- 68685 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /23** MMIDDNY MMIDDNY AND ENDING **03/31 /24** # **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: DAM Capital (USA) Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, 12-129 | | (No. and Street) | | | | |----------------------------------------------|--------------------------------|------------------------------|--|--| | New York | NY | 10004 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated.so1utions | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Mercurius & Associates LLP | (Name- if individual, state last, first, and middle name) | | | | | | |---------------------------------------------------------------------------------------------|-----------|---------|------------|--|--| | A94/8 Wazripur Industrial Area Main Ring Rd | New-Delhi | India | 110052 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/10/2009 | | 3223 | | | | | (Date of Registration withPCAOB)(ifapplicable)<br>(PCAOB Registration Number, ifapplicable) | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports b…

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