Full text of DAM CAPITAL (USA) INC.'s X-17A-5 filed 2021-05-28 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31 , 2023 Estimated average burden hours per response ... 12.00 8-68685 SEC FILE NUMBER ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Ther eunder | REPORT FOR THE PERIOD BEGINNING<br>- | '-----<br>-----"'0_,_,_4/-"-0=l12=0<br>MM/DD/YY | AND ENDING | 03/31121<br>MM/DO/YY | | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------|--| | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | DAM Capital (USA), Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 42 Broadway-<br>Suite 12-129 | | | | | | | (No. and Street) | | | | | New York | NY | | 10004 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Fredric Obsbaum | | | | | | | | | 0. | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | AJSH & Co. LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | C7/227 Sector 7 Rohini<br>D elhi | | India | 11008-5000 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | D<br>Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | ~ Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supporled by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ #### STATE1\1ENT OF FINANCIAL CONDITON **FOR** THE YEAR ENDED MARCH 31, 2021 \*\*\*\*\*\* {2}------------------------------------------------ # TABLE OF CONTENTS ### This report\*\* contaiins (check all applicable boxes): - [x] Report of Independent Registered Public Accounting Firm. - [x] (a) Facing Page. - [x] (b) Statement of…Read the full text as markdown