Full text of DAM CAPITAL (USA) INC.'s X-17A-5 filed 2023-05-08 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | | | | | | SEC FILE NUMBER 8- 68685 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/22 FOR THE PERIOD BEGINNING 04/01/22 --------------------------------------------------------------------------------------------------- MM/DD/YY # A. REGISTRANT IDENTIFICATION # NAME OF FIRM: DAM Capital (USA) Inc. TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, 12-129 | (No. and Street) | | | | | | | |----------------------------------------------|--------------------------------|------------------------------|--|--|--|--| | New York | NY | 10004 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated.solutions | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Mercurius & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|--------|---------|--------------------------------------------|--|--|--| | A94/8 Wazripur Industrial Area Main Ring Rd New-Delhi | | India | 110052 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/10/2009 | | 3223 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displa…Read the full text as markdown