SHELTER ROCK CAPITAL ADVISORS LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of SHELTER ROCK CAPITAL ADVISORS LLC's X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SHELTER ROCK CAPITAL ADVISORS LLC
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0001513552-18-000002
• CIK: 1513552
• File #: 8-68818
• Material weakness: No
• Auditor: RAPHAEL GOLDBERG NIKPOUR COHEN & SULLVIAN CERTIFIED PUBLIC ACCOUNTS PLLC
• Auditor location: WOODBURY, NY
• Contact: JOHN FULVIO
• Phone: 212-490-3113
• Signed by: WALTER STACKLER (MANAGING PARTNER)

Document text (excerpt)

X-17A-5 0001513552 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N SHELTER ROCK CAPITAL ADVISORS LLC 45 ROCKEFELLER PLAZA, SUITE 1970 NEW YORK NY 10111 JOHN FULVIO 212-490-3113 RAPHAEL GOLDBERG NIKPOUR COHEN & SULLVIAN CERTIFIED PUBLIC ACCOUNTS PLLC 97 FROEHLICH FARM BLVD WOODBURY NY 11797 Certified Public Accountant WALTER STACKLER SHELTER ROCK CAPITAL ADVISORS LLC 12-31-2017 WALTER STACKLER MANAGING PARTNER Y

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• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)