Full text of SHELTER ROCK CAPITAL GROUP LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Shelter Rock Capital Group, LLC** (fka Shelter Rock Capital Advisors, LLC) Statement of Financial Condition December 31, 2021 {1}------------------------------------------------  {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68818 FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021<br>MM/00/YY | AND ENDING __ | __<br>1_2,_/,_31.LL/.-2.,,.,02_1__<br>MM/00/YY | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------|------------------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Shelter Rock Capital Group LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>119 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 34 Rockwood Road | | | | | | | | (No. and Street) | | | | | | Plandome | NY | | 11030 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | GENNARO J. FULVIO | (212) 490-3113 | | JFULVIO@FULVIOLLP.COM | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN- CERTIFIED PUBLIC ACCOUNTANTS PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 97 ERQEHI IGH FARM BOI II EVARD<br>(Address) | WQQQBIIRY<br>(City) | NY<br>(State) | 11797<br>(Zip Code) | | | | 02/23/2010 | | 5028 | | | | | T"<br>of ,,.r,t,atioa with PCAOB)llf applicable) FOR OFFIOAl USE ONLY | | | (PCAOB Reglstratlo…Read the full text as markdown