Full text of SHELTER ROCK CAPITAL GROUP LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Shelter Rock Capital Group, LLC** **Statement of Financial Condition December 31, 2024** {1}------------------------------------------------ # **Shelter Rock Capital Group, LLC Table of Contents December 31, 2024** | | Page(s) | |---------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to the Statement of Financial Condition | 3- | {2}------------------------------------------------  {3}------------------------------------------------ # **Shelter Rock Capital Group, LLC Statement of Financial Condition December 31, 2024** | Assets | | |-------------------------------------------------------------------|-----------------| | Cash | \lt;br>563,774 | | Accounts receivable | 724,741 | | Right of use asset | 732,114 | | Prepaid expenses | 87,710 | | Equipment, net of accumulated depreciation of \$44,070 | 28,103 | | Leasehold improvement, net of accumulated depreciation of \$5,200 | 1,800 | | Security deposit | 55,603 | | Total Assets | \lt;br>2,193,845 | | Liabilities and Member's Equity<br>Liabilities | | | Accounts payable and accrued expenses | \lt;br>61,132 | | Lease obligation | 809,039 | | Total Liabilities | 870,171 | | Member's Equity | 1,323,674 | | Total Liabilities and Member's Equity | \lt;br>2,193,845 | | | | The accompanying notes are an integral part of this statement. {4}------------------------------------------------ # **1. Organization and Nature of Business** Shelter Rock Capital Group, LLC (the "Company") is a broker-dealer registered with the Securities and Exchange Commission ("SEC") and is a member of the Financial Industry Regulatory Authority ("FINRA"). The Company markets and distributes specialized investment management strategies for institutional investors and private placements of securities, merger and acquisition and advisory services. The Company is a wholly owned subsidiary of Shelter Rock Capital Holdings, LLC (the "Parent"). The Company is engaged in a single line of business as a securities broker-dealer, which is comprised of several classes of services, including private placements of securities, merger and acquisition and advisory services. # **2. Summary of Significant Accounting Policies** # **Basis of Presentation** The Company's financial statements have been prepared in conformity with acco…Read the full text as markdown