Full text of SHELTER ROCK CAPITAL GROUP LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Shelter Rock Capital Group, LLC** **Statement of Financial Condition December 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-68818 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SHELTER ROCK CAPITAL GROUP LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant AND ENDING **12/31/2023** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10 EAST 53RD, SUITE 1200 | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|--------------------------------------------|-----------------|--| | NEW YORK | | NY | | 10022 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | GENNARO FULVIO | | 212-490-3113 | JFULVIO@FULVIOLLP.COM | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB & COMPANY, P.A. | | (Name - if individual, state last, first, and middle name) | | | | | 100 EST SYBELIAAVENUE, SUITE #130 | | MAITLAND | FL | 32751 | | | (Address) | | (City) | (State) | (Zip Code) | | | 07/28/2004 | | | 1839 | | | | r·<br>of Reg;,t,aU,a w;th PCAOB){;f appl;c,ble) FOR OFFICJAL USE ONLY | | | (PCAOB Reg;,t,atioo Nombec, ;t appl;c,ble) | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form dis…Read the full text as markdown