SHELTER ROCK CAPITAL ADVISORS LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of SHELTER ROCK CAPITAL ADVISORS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SHELTER ROCK CAPITAL ADVISORS LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001513552-20-000002
• CIK: 1513552
• File #: 8-68818
• Material weakness: No
• Auditor: Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC
• Auditor location: Woodbury, NY
• Contact: Gennaro J. Fulvio
• Phone: 2124903113
• Signed by: Gennaro John Fulvio (CEO)

Document text (excerpt)

X-17A-5 0001513552 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N SHELTER ROCK CAPITAL ADVISORS LLC 45 ROCKEFELLER PLAZA, SUITE 1970 NEW YORK NY 10111 Gennaro J. Fulvio 2124903113 Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC 97 Froehlich Farm Blvd Woodbury NY 11797 Certified Public Accountant Gennaro John Fulvio SHELTER ROCK CAPITAL ADVISORS LLC 12-31-2019 Gennaro John Fulvio CEO Y

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• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)