Full text of SHELTER ROCK CAPITAL GROUP LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Shelter Rock Capital Group, LLC** (fka Shelter Rock Capital Advisors, LLC) Statement of Financial Condition December 31, 2022 {1}------------------------------------------------ # **Shelter Rock Capital Group, LLC (fka Shelter Rock Capital Advisors, LLC) Table of Contents December 31, 2022** | | Page(s) | |---------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to the Statement of Financial Condition | 3-7 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill SEC FILE NUMBER 8-68818 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>MM/DD/YY | AND EN DING __ | __<br>1,2 l-.3w1 l 2 0-2_2<br>_<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|------------------------------------------------| | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Shelter Rock Capital Group LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 10 EAST 53RD, SUITE 1200 | | | | | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | GENNARO J. FULVIO | (212) 490-3113 | | JFULVIO@FULVIOLLP.COM | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - CERTIFIED PUBLIC ACCOUNTANTS PLLC | (Name - if individual, state last, first, and middle name) | | | | | | | | | 97 FROEHI ICH FARM ROI II EVARD<br>(Address) | WOODBURY<br>(City) | NY<br>(…Read the full text as markdown