Full text of GPWA, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### GPWA,LLC Report Pursuant to Rule 17 a-5 of The Securities and Exchange Commission December 31, 2019  {1}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | Hours per response 12.00 | | | | | 8- **69413** SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill # **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act Qf 1934 and Rule 17a-5 Thereunder** | 0_1_/0_1_/2_0_19 | AND ENDING | __<br>___<br>1_2_/3_1_/2_0_19<br>_ | |------------------|------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | MM/00/YY | | | | OFFICIAL USE ONLY | | | | FIRM 1.0. NO. | | | | | | | | | | o. and Street) | | | | TN | | 37212 | | (State) | | (Zip Code) | | | | | | | | 615-424-4118 | | | | (Area Code - Telephone umber) | | | | | | | | | | | | | | | | | | | | 06824 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | ___<br>MM/00/YY<br>Fairfield | ___<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFCATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>CT<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control n…Read the full text as markdown