Full text of GPWA, LLC's X-17A-5 filed 2021-03-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### GPWA, LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2020  {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |--------------------------|---------------------------|--|--|--| | OMB Number: | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | | Hours per response. 12.00 | | | | 8- 69413 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III # FACING PAGE #### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2420 | AND ENDING | 12431 21920 | | | |--------------------------------------------------------------------------|------------------------------|------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. RECISTRANT IDENTIFICATION | | | | | | NAME OF BROKER DEALER: | | | OFFICIAL USE ONLY | | | | GPWA, LLC | | | FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 2400 Barton Avenue | | | | | | | | (No. and Street) | | | | | | Nashville | TN | | 37212 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Brian Cote | | | 615-424-4118 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Knight Rolleri Sheppard, CPAS, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 1499 Post Road, PO Box 139 | Rairfield | CT | 06824 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHIBCK ONE:<br>X<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information con…Read the full text as markdown