Full text of GPWA, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **GPWA, LLC** **Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2024**  {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-S | | | PART Ill | | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69413 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/24 AND ENDING 12/31/24 FILING FOR THE PERIOD BEGINNING\_\_\_\_\_\_\_\_ \_ \_\_\_\_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: GPWA, LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2400 Barton Avenue (No. and Street) Nashville TN (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 37212 (Zip Code) Brian Cote 615-424-2118 brian@gpwealthadvisors.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* . Rolleri Sheppard, CPAS, LLP (Name - if individual, state last, first, and middle name) 2150 Post Road, 5th Floor (Address) 03/04/2009 Fairfield (City) CT (State) 3437 06824 (Zip Code) (rt• of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, ifappllcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Brian Cote | | , swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------|---------------------------------------------------------…Read the full text as markdown