Full text of GPWA, LLC's X-17A-5 filed 2022-03-03 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### GPWA, LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2021  {1}------------------------------------------------ **UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549** ........ - 0MB Number: 323S-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **SECFILE NUMBER** 8-69413 ## **FACING PAGE** lnfonnatlon Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | __<br>0l_/0_1_/2_1 | ___<br>AND ENDING | ___<br>__<br>_<br>121_3_1_12_1 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------|--|--|--|--|--| | | MM/DD/YV | | MM/DD/YV | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | GPWA, LLC<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>li1 Broker-dealer<br>□ Oleck here ff respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 2400 Barton Avenue | | | | | | | | | | | (No. and Street) | | | | | | | | | Nashville | TN | | 37212 | | | | | | | (City) | | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Brian Cote | 615-424-2118<br>brian@gpwealthadvisors.com | | | | | | | | | (Name) | (Area Code-Telephone Number)<br>(Emall Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | | | Knight Rolleri Sheppard, CPAS, LLP | | | | | | | | | | | (Name - ff lndlvldual, state last, first, and middle name) | | | | | | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 03/04/2009 | | 3437 | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption…Read the full text as markdown