Full text of GPWA, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **GPWA, LLC** **Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2023**  {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-69413 | | **FACING PAGE** Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01101123 | | | AND ENDING 12131123 | |-----------------------------------------------------------------------|----------------------------------------------------------------------------------------------|---------|-----------------------------------------| | | ---------<br>MM/00/VV | | ---------<br>MM/00/VV | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: GPWA, LLC | ----------------------------- | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer | □ Security-based swap dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 2400 Barton Avenue | | | | | | (No. and Street) | | | | Nashville | | TN | 37212 | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Brian Cote | 615-424-2118 | | brlan@gpwealthadvisors.com | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | Rolleri Sheppard, CPAS, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | (Name- If Individual, state last, first, and middle name) | | | | | | | |-----------------------------------------------------------|---------|----------------------------------------|--|--|--|--| | Fairfield | CT | 06824 | | | | | | (Ctv) | (State) | (Zip Code) | | | | | | | 3437 | | | | | | | (Date of Re lstratlon with PCAOB if a llcable | | PCAOB R lstratlon Number, If a llcable | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | • Clalms for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relie…Read the full text as markdown