Full text of GPWA, LLC's X-17A-5 filed 2023-03-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### GPWA, LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2022  {1}------------------------------------------------ UNITED STATES SECURfflES AND EXCHANGE COMMISSION Washington, D.C. 20549 **nue** ----- 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill SEC FILE NUMBER 8-69413 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0l_/0_l_/2_2 | AND ENDING | ___<br>__<br>_<br>121_3_1_/2_2 | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|-----------------------------------------|--| | | MM/DD/VY | | MM/DD/VV | | | | A. REGISTRANT IDENTIFICATION | | | | | GPWA, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Iii Broker-dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2400 Barton Avenue | | | | | | | (No. and Street) | | | | | Nashville | TN | | 37212 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian Cote | 615-424-2118 | brian@gpwealthadvisors.com | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Rolleri Sheppard, CPAS, LLP | | | | | | | (Name - if indlvldual, state last, first, and middle name) | | | | | 2150 Post Road, 5th Floor | Fairfield | CT | 06824 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/04/2009 | | 3437 | | | | (Date of Re lstratlon with PCAOB if a llcable | | | PCAOB R lstration Number, If a llcable | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(1i), if applicable. Persons who are t…Read the full text as markdown