Full text of SURFTRADE LLC's X-17A-5 filed 2021-05-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITEDSI'ATF.S | | | 0MB APPROVAL | |---------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|-------------|----------------------------------------------| | | SECl,JRITlES;\NDEXCHANGECOMMJSSION | | 0MB Number: | 3235-0123 | | | Washington, D.C. 20549 | | Expires: | October 31, 2023<br>Estimated average burden | | | ANNUAL AUDITED REPORT | | | hours oer resoonse 12.00 | | | | | | | | | FORM X-17A-5 | | | SEC ALE NUMBER | | | PART Ill | | | s.70041 | | | FACING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGTNNING 03/03/2020 | | AND ENDING 12/31/2020 | | | | | MM/00/YY | | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: SurfTrade, LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM 1.0. NO. | | 5704 Lunada Lane | | | | | | | (No. and Streo1) | | | | | Long Beach | CA | | 90814 | | | (Cily) | | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Michael Blosser | | | 31~213-8080 | (Area Code- Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | AJSH & Co. LLP | | | | | | | (Namc-ifi11dividuol. s1a1e last. first, middk ,tame) | | | | | C?/227, Sector-?, Rohini | New Delhi | Delhi | | 110085 | | (Addres.,) | (Ciiy) | (Sl•l•l | | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant<br>~ | | | | | | | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the a111111al report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the ba.,isfor the e.xemprion. See Section 240.J 7a-5(e)(2)* > **Potential peraona who are to respond to the collectlon of lnformatlon contained** In **this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}-----------------------------------------------…Read the full text as markdown