Full text of OPTIMX SECURITIES LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expirev Nov. 30,2026<br>Estimated average burden<br>12<br>hours per response: | | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|------------|------------------------------------------------------------------------------------------------------------------------|--|--| | | REPORTS<br>ANNUAL | | SEC FILE NUMBER | | | | | X-17A-5<br>FORM | | 8-70041 | | | | | PART<br>III | | | | | | FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12,and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2024<br>MM/DD/YY | AND ENDING | 12/31/2024<br>MM/DD/YY | | | | | REGISTRANT IDENTIFICATION<br>A. | | | | | | OptimX<br>NAME OF FIRM.<br>: | LLC<br>Securities | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>X<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | Street<br>Franklin<br>101 | Suite<br>4<br>, | | | | | | | (No.and Street) | | | | | | Westport | CT | | 06880 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David<br>Barnett | 917-608-8969 | | dbarnett@optimx.com | | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Accountancy<br>Cropper | Corporation | | | | | | | (Name -ifindividual,state last,first,andmiddle name) | | | | | | Rd"<br>Valley<br>Ygnacio<br>2700 | Creek<br>Walnut<br>270<br>Suite | CA | 94598 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 03/04/2009 | | 3381 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | | Claims for exemption from the requirement that the annualreports be covered by thereports of an independent public<br>* | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by <sup>a</sup> statement of fac…Read the full text as markdown