Full text of SURFTRADE LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 \_\_ AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY OMB APPROVAL 8-70041 OMB Number: 3235-0123 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SurfTrade LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer @ Security-based swap dealer \_ \_ \_ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 5704 Lunada Lane | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|------------| | Long Beach | CA | | 90814 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Blosser | 310-213-8080 | michael@surftrade.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Mercurius & Associates LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | A-94/8 Wazirpur Industrial Area New Delhi | | Delhi, India | 11052 | | (Address) | (City) | (State) | (Zip Code) | | 02/10/2009 | | 3223 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY · Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION I. Michael Blosser ertaining to the firm, of Swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of SurfTrade LLC as of 12/31 2023…Read the full text as markdown