Full text of SURFTRADE LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70041 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | | | | ****************************************************************************************************************************************************************************** | |--|--|--|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| |--|--|--|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | AND ENDING 12/31/22 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|-----------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/22<br>MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: SurfTrade LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 5704 Lunada Lane | | | | | | | | (No. and Street) | | | | | | Long Beach | CA | | 90814 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael Blosser | 310-213-8080 | | | michae @surftrade.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | Mercurius & Associates LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | A-94/8 Wazirpur Industrial Area New Delhi | | | Delhi, India | 110052 | | | (Address)<br>02/10/2009 | (City) | | (State)<br>3223 | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registra…Read the full text as markdown