Full text of OPTIMX SECURITIES LLC's X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------| | | | hours per response:<br>12 | | | ANNUAL<br>REPORTS | SEC FILE NUMBER | | | FORM<br>X-17A-5 | 8-70041 | | | III<br>PART | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING | 01/01/2025<br>AND END NG | 12/31/2025 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | firm:OptimX<br>of<br>name | Sscurities<br>LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>B<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Major<br>Security-based swap dealer | security-based swap<br>participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | use a P.O. box no.) | | | 101<br>Franklin<br>Street, | Suite<br>4 | | | | (No. and Street) | | | Westport | CT | 06880 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | David<br>Barnett | 917-608-8969 | dbamett@optimx.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained<br>in<br>this | filing* | | Cropper<br>Accountancy | Corporation | | | | (Name -if<br>individual, state last, first, and middle name) | | | 2700<br>Ygnacio<br>Valley<br>Rd., | Walnut<br>Creek<br>Suite<br>270 | CA<br>94598 | | (Address)<br>03/04/2009 | (City) | (State)<br>(Zip Code)<br>3381 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown