Full text of SURFTRADE LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, <sup>2023</sup> Estimated average burden hours per response: <sup>12</sup> # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-70041 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** <sup>01</sup>/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SurfTrade, LLC TYPE OF REGISTRANT (check all applicable boxes): Kl Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 5704<br>Lunada<br>Lane | | | |----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------| | | (No. and Street) | | | Long<br>Beach | CA | 90814 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael<br>Blosser | 310-213-8080 | michael@surftrade.com | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>AJSH<br>Co.<br>LLP<br>& | reports<br>are<br>contained<br>(Name -if<br>individual,<br>state last,first, | filing*<br>in<br>this<br>and middle name) | | Wazirpur<br>A94/8,<br>Industrial | Ring<br>Area,<br>Main<br>Road,<br>New | Delhi-110052,<br>INDIA | | (Address)<br>02/10/2009 | (City) | (State)<br>(Zip Code)<br>3223 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number,if<br>applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. | See 17 | CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB contr…Read the full text as markdown