HOOPOE CAPITAL MARKETS, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HOOPOE CAPITAL MARKETS, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001737282-20-000002
• CIK: 1737282
• File #: 8-70107
• Material weakness: No
• Auditor: WithumSmith Brown, PC
• Auditor location: Boston, MA
• Contact: Mohammad Kaleem
• Phone: 6174293237
• Signed by: Mohammad Kaleem (Executive Representative)

Document text (excerpt)

X-17A-5 0001737282 XXXXXXXX LIVE true false false 12-20-2018 12-31-2019 Broker-dealer N HOOPOE CAPITAL MARKETS, LLC 54 WARREN STREET BOSTON MA 02119 Mohammad Kaleem 6174293237 WithumSmith Brown, PC 155 Seaport Boulevard Boston MA 02210 Certified Public Accountant Mohammad Kaleem HOOPOE CAPITAL MARKETS, LLC 12-31-2019 Mohammad Kaleem Executive Representative Y

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Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5/A — 2025-03-24
• X-17A-5 — 2025-02-27
• X-17A-5 — 2024-02-28
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-02-23
• X-17A-5 — 2021-03-01

Original filing on SEC EDGAR (source of record)