Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Statement of Financial Condition** **Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 and Report of Independent Registered Public Accounting Firm For the year ended December 31, 2022** **(Public)** {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-70107 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------|--------------------------------|--| | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2022 | AND | 12/31/2022<br>ENDING | | | | | MM/DD/YY | | MM/DD/YY | | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | | Hoopoe<br>Capital<br>NAME<br>OF<br>FIRM: | Markets,<br>LLC | | | | | | -<br>TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>☐<br>☐<br>Broker-dealer<br>Security-based<br>☐ Check here if respondent is also an OTC derivatives dealer | applicable<br>boxes):<br>☐<br>swap<br>dealer | Majorsecurity-based | swap | participant | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>a | P.O.<br>box<br>no.) | | | | | 603<br>Mass.<br>Ave,<br>Suite<br>200 | | | | | | | | (No. and Street) | | | | | | Boston | MA | | | 02118 | | | (City) | (State) | | | (Zip Code) | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | | | Mohammad<br>Kaleem | 617-318-9244 | | | bilal@hoopoecapitalmarkets.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>Withum<br>Smith<br>+<br>Brown,<br>PC | whose<br>reports<br>are | contained<br>in<br>this | filing* | | | | | (Name – if individual, state last, first, and middle name) | | | | | | 155<br>Seaport<br>Blvd,<br>F3 | Boston | | MA | 02210 | | | (Address) | (City) | | (State) | (Zip Code) | | | October<br>8,<br>2002 | | 100 | | | | | (Date of Registration wit…Read the full text as markdown