Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5/A filed 2025-03-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 and Report of Independent Registered Public Accounting Firm For the year ended December 31, 2024 (Public) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70107 # **FORM X-17 A-5 PART** Ill **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--|-----------------------------------------------------------------------------------------------------------| | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | AND ENDING 12/31/2024 | |---------------------------------------------|-----------------------| | | | MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Hoopoe Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 603 Massachusetts Ave., Suite 200 | | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------|--|-------------------------------|-----------------|--------------------------| | Boston | | MA | | 02118 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mohammad Kaleem | | 617 708 0639 | | bilal@hoopoeadvisors.com | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Withum Smith+Brown | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 155 Seaport Blvd F3 | | Boston | MA | 02210 | | (Address) | | (City) | (State) | (Zip Code) | | 10/08/2002 | | | 100 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.…Read the full text as markdown