Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 and Report of Independent Registered Public Accounting Firm Fortheyearended December 31, 2025 (Public) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-70107 | | ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** | ENDING 12/31/20 | |-----------------| MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Hoopoe Capital Markets, LLC ........ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 603 Massachusetts Ave., Suite 200 | (No. and Street) | | | | | | |-------------------------------------------------------------------------------------------------|------------------------------|-----------------|--------------------------|--|--| | Boston | MA | | 02118 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mohammad Kaleem | 617 708 0639 | | bilal@hoopoeadvisors.com | | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Withum Smith+Brown | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | 155 Seaport Blvd F3 | Boston | MA | 02210 | | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2002 100 I (Date of Registration with PCAOB)(if applicable) **{PCAOBReg;stcat;oo N,mbec, ;f a pplkable}** I | FOR OFFICIAL USE ONLY | | |-----------------------|--| | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of th…Read the full text as markdown