Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 and Report of Independent Registered Public Accounting Firm For the year ended December 31, 2023 (Public) {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70107 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** FILING FOR THE PERIOD BEGINNING **01/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Hoopoe Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 603 Mass. Ave. Suite 200 | | | | |--|--------------------------|--|--|--| |--|--------------------------|--|--|--| | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|----------------------------------------| | Boston | MA | | 02118 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Mohammad Kaleem | 617-318-9244 | | bilal@hoopoecapitalmarkets.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Withhum Smith +Brown | (Name - if individual, state last, first, and middle name) | | | | 155 Seaport Blvd, F3 | Boston | MA | 02210 | | (Address) | (City) | (State) | (Zip Code) | | 10/08/2002 | | 100 | | | rte of Reg;stcaUoo w;th PCAOB)l;f appUcable) | | | (PCAOB Reg;mafoo N,mbec, ;fappUcable)I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}-----------…Read the full text as markdown