Full text of HOOPOE CAPITAL MARKETS, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HOOPOE CAPITAL MARKETS, LLC** Statement of Financial Condition Pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 and Report of Independent Registered Public Accounting Firm For the year ended December 31, 2021 (Public) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-70107 **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------|--------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 0110112021 | ---------- | | AND ENDING 1213112021 | ----------- | | | | | MWDDNY | | | MWDDNY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Hoopoe Capital Markets, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 603 Mass. Ave, Suite 200 | | | | | | | | (No. and Street) | | | | | | | | Boston | MA | | | 02118 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Mohammad Kaleem | 617-318-9244 | | | bilal@hoopoecapitalmarkets.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Withum Smith+ Brown<br>, PC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 155 Seaport Blvd , F3 | Boston | | MA | 02210 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | October 8, 2002 | | 100 | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from…Read the full text as markdown