Full text of HUDSONWEST LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FACING PAGE lnformation Required Pursuant to Rules L7a-5, L7a-L2, and !8a-7 under the Securities Exchange Act of <sup>1934</sup> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C' 20549 ANNUAL NEDONTE FORM X-17A-5 PART III MM/DD/YY OMB Number: ?215 01,1i Expires: Lrr.l j 1, :il2l Estimated average burden hours per response: i l B-70384 FILING FOR THE PERIOD BEGINNING 1 I1 <sup>12021</sup> AND ENDTNG 1213112021 A. REGISTRANT I DENTI FICATION NAME OF FIRM HudsonWest LLC TYPE OF REGISTRANT (check all applicable boxes): .. Broker-dealer ' l Security-based swap dealer Check here if respondent is also an OTC derivatives dealer -' Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O' box no') 255 Saint Paul St #207 Denver (No. and Street) CO 80206 (city) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING (zip Code) barry.gewolb@hudson-west.com Barry Gewolb 952-201-1791 (Area Code - Telephone Number) (EmailAddress) B. ACCOU NTANT I DENTI FICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Summit LLC (Name - if individual, state last, first, and middle name) <sup>999</sup>l Bth Street, Suite 3000 Denver CO 80202 (Address) 1210312010 (City) (State) 5251 (Zip Code) (Date of Registration with PCAOB)(If applicable) PCAOB Registration Numb-eir Lt-gpp]i9!]91 i- FoR oFFlclAL usE oNLY <sup>i</sup> M M/DD/YY " C-,aims i-or. u\*"nrption tro, rt.," ,"qrir"r.,"nt that ihe unnr.t'i"portt bL .o\*r.JUV tn" ,"portt of ,n inOep"nOent public accountant riust be supported by a statement of facts and circumstances relied on as the basis of the exemption. See i7 CFR 240.17a-5(eXl)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. l I {1}------------------------------------------------ #### OATH OR AFFIRMATION | Barry Gewolb | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------| | | as of<br>financial report pertaining to the firm of HudsonWest LLC | | 12…Read the full text as markdown