Full text of HUDSONWEST LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 OMB Number: 3235-0123 Expires: Nov, 30,2026 Estlmated average burden hours per response: I <sup>2</sup> # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response: I 2 | | |-------------------------|--| | 5iC !ii I NL]MBER | | | B-70384 | | FACING PAGE lnformation Required Pursuant to Rules 17a-5, t7a-12, and 18a-7 under the Securities Exchange Act of 1934 FTLTNG FoR rHE pERroD BEGTNNTNG <sup>1</sup>l1 12025 AND ENDTNG 12131 12025 MM/DD/YY MM/DD/YY A. REGISTRANT I DENTIFICATION # NAME oF F,RM: HudsonWest LLC TYPE OF REGISTRANf (check all applicable boxes): E Broker-dealer E Security-based swap dealer E Check here if respondent is also an OTC derivatives dealer ! Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 5038 E 3rd Ave | | (No. and Street) | | | | | | |-----------------------------------------------------------------------------------------|--------------------------------|--------------------------------|--|--|--|--| | Denver | CO | 80220 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Bar<br>Gewolb | 952.201 .1791 | barry. gewolb@hudson-west. com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT I DENTI FICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contatned in this filing*<br>Summit LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | Suite 3000 Denver<br>999 l Bth Street, | | CO | 80202 | |----------------------------------------|-----------------------|---------|-------------------------------------------| | (Address) | (city) | (State) | (Zip Code) | | 12t03t2010 | | 5251 | | | stration with PCAOB)(if applicable) | | | PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountantmustbesupportedbyastatementoffactsandcircumstancesrelredonasthebasisoftheexemption. See17 CFR 240.17a-5(e)(1Xii), if applicable. Persons who are to respond to the collection of informatlon contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OA…Read the full text as markdown