Full text of HUDSONWEST LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNlTED STATES SECURITIES AN D EXCHANGE COMMISSION Washington, D.C. 20549 AL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I <sup>2</sup> # ANNUAL REPORTS FORM X-17A-s PART III | i:l- r.:i Nr,'1.'1 5:li | |-------------------------| | 8-70384 | FACING PAGE lnformation Required Pursuant to Rules L7a-5, L7a-L2, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 11112022 | AND ENDTNG 12131 12022 | |---------------------------------|----------|------------------------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION # NAME oF F,RM <sup>H</sup>udsonwest LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer I Security-based swap dealer E Check here if respondent is also an OTC derivatives dealer I Vtajor security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 255 Saint Paul St #207 | (No. and Street) | | | | | |------------------------|--------------------------------|------------------------------|--|--| | Denver | CO | 80206 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH | REGARD TO THIS FILING | | | | | Barry Gewolb | 952.201 1791 | barry.gewolb@hudson-west.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | #### B. ACCOUNTANT I DENTI FICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Summit LLC | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|-----------------------|---------|-------------------------------------------| | 999 18th Street, Suite 3000 | Denver | CO | 80202 | | (Address) | (city) | (State) | (Zip Code) | | 12t03t2010 | | 5251 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Re istration Number, if applicable | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17 a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR…Read the full text as markdown