Full text of HUDSONWEST LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 OMB Number: :ZSS-Of Zi Expires: Nov, 30,2026 Estimated average burden hours per response: <sup>12</sup> ## ANNUAL REPORTS FORM X\_17A-5 PART III SEC FILE NUMBER 8-70384 | lnformation Required Pursuant to Rutes ,r"-r,?::l; ffi"-, | | | | under the securities Exchange Act of 1934 | |----------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-------------|-----------------|-------------------------------------------| | FTLTNG FoR rHE pERroD BEGTNNTNG 1 l1 12024 | MM/DD/YY | | AND ENDTNG | 12t3ilZO{4 | | | A. REGISTRANT IDENTIFICATION | | | MM/DD/YY | | NAMEoFFTRM: HudsonWest LLC | | | | | | TYPE OF REGTSTRANT (check all applicable boxes):<br>E Broker-dealer<br>n<br>Check here if respondent is also an OTC derivatives dealer | l--l security-based swap dealer n vaior security-based | ' . '-' - ' | | swap participant | | ADDRESS oF pRrNcrpAL<br>5038 E 3rd Ave<br>'LACE | oF BUSTNESS: (Do not use a p.o. box no,) | , | | | | | (No. and Street) | | | | | Denver | | CO | | 80220 | | (city) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ba<br>Gewolb | 952.201 .1791 | | | barry. gewolb@h udson-west. com | | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTTFICATION | | | | | INDEPENDENT puBLrc AccouNTANT whose reports are contained<br>Summit LLC | | | in this firing* | | | | (Name - if individual, state last, firrt, .nd ,iddt" *rJ | | | | | 999 l Bth Street, | Suite 3000 Denver | | CO | 80202 | | (Address)<br>12t03t2010 | (city) | | (State)<br>5251 | (Zip Code) | | with PCAOB | FOR OFFICIAL USE ONLY | | | Number, if | | + CIaims f"r. | | | | | see cFR j.7 240.17a-5(eX1)(ii), if appticable. Persons who are to respond to the collection accountantmustbesupportedbyastatementoffactsandcircumstancesreriedonasthebasisoftheexemption. displays a currently valid OMB control number. of information contained in this form are not required to respond unless the form {1}------------------------------------------------ #### OATH OR AFFIRMATION l. Barrv Gewolb financi,alreportpertainffijIff,(oraffirm)that,tothe best of my knowledge and belief, the as of 12/31 tztct to)a , \*:,:l:1.^111 .:1":, ,further swear (or affirm) \*,rt nui\*,", \*,".ompany nor any :;;;il,…Read the full text as markdown