Full text of HUDSONWEST LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURIT!ES AND EXCHANGE COMMISSION<br>Washington, D.C.20549 | | OMB Number: 3235-01,23<br>Expires: Nov, 30,2026<br>Estimated average burden<br>hours per response: 12 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------------------------------------------------------------------|---------------------------------|--|--| | ANNUAT REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70384 | | | | | PART III | | | | | | FACING PAGE<br>lnformation Required Pursuant to Rules L7a-5, l7a-L2, and 18a-7 under the Securities Exchange Act of 1934<br>FTLTNG FoR rHE pERroD BEGTNNTNG 11112023<br>1213112023<br>AND ENDTNG<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | HudsonWest LLC<br>NAMEoF F'RM:<br>TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | E Broker-dealer E Security-based swap dealer<br>tr Vtajor security-based swap participant<br>tr Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSTNESS: (Do not use a p.O. box no.)<br>255 Saint Paul St. #207 | | | | | | | (No. and Street) | | | | | | | Denver | CO | | 80206 | | | | (city) | (State) | | (Zip code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Barry Gewolb | 952.201 .1791 | | barry. gewolb@h udson-west. com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC AccouNTANT whose reports are contained in this filingx<br>Summit LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 999 l Bth Street, Suite 3000 Denver | | CO | 80202 | | | | (Address)<br>12t03t2010 | (city) | (State)<br>5251 | (Zip Code) | | | | (Date of<br>istration with PCAOB)(if<br>Number. if | | | | | | | +Claimsforexemptionfromtherequirementthatthe,nn,. ,. | FOR OFFICIAL USE ONLY | | | | | accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. See17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB con…Read the full text as markdown