Full text of HUDSONWEST LLC's X-17A-5 filed 2021-02-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECU RITIES AND EXCHANGE COMM ISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October31,2023 Estimated average burden hoursperresponse...... I2.00 # ANNUAL AUDITED REPORT FORM X-17A-s PART III  IAL USE ONLY FIRM I.D. NO FACINC PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the | Securities Exchange Act of 1934 and Rule l7a-5 Thereunder | | |-----------------------------------------------------------|--| | | | | REPORT FOR THE PERIOD BECINNING | 1I1I2O2O | AND ENDrN o1213112020 | | | |---------------------------------|----------|-----------------------|--|--| | | | | | | MM/DD/YY MM/I)I)/YY A. REGTSTRANT IDENTIFICATION # NAME oF BROKER-DEALER: HUdSONWEST LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 255 Saint Paul St #207 Denver (No. and Street) CO 80206 (City) (Slate) (ziP Code) NAME AND TELEPHONE I.\UMBER OF PERSON TO CONTACT IN RECARD TO THIS REPORT Barry Gewolb - (952) 201-1791 (Arca Code -'l'elephone Number) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # Summit LLC (Narne iJ indiriduol. state last. Jirst. nrddle nane\ | | 999 18th Street, Suite 3000 Denvef | CO | 80202 | |------------|------------------------------------|---------|------------| | ( Address) | (Ciry ) | (State) | (Zip Code) | ( Address) CHECK ONE: lTcertifi ea Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY \*Claims.fbr exemplion.fi'om the requirement that lhe annual reporl be cot'ered by the opinion of an independent public ocL'ounlonl must be supported by a stotement offacts and circ'untstonces reliecl on cts lhe basis.for lhe exentplion. See Sec'lion 2l0.l7o-5(e)(2) Potential persons who are to respond to the collection of sEC 1410 (1 1-05) lllll"'s?l'""i"?;lJ?iltt li:1,"131,11,iJ3,,?o"ufiE'Jf?tJ;'1,",",fl3:l {1}------------------------------------------------ #### OATH OR AFFIRMATION 1, Barry Gewolb swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of HudsonWest LLC .as | | of December 31 | | | |--|----------------|--|--| | | | | | n6 December <sup>31</sup> 2020 ,are true and correct. I further swear (or affirm) that neither has any proprietary interest in any account the co…Read the full text as markdown