Full text of IOA SECURITIES, LLC's X-17A-5/A filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | |----|-----------------| | 8- | 70426 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ------------<br>8/6/2020<br>MM/DD/YY | AND ENDING | ------------<br>12/31/2020<br>MM/DD/YY | |----------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-------------------------------------------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | LLC<br>NAME OF BROKER-DEALER: IOA | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 1855 W State Road 434 Suite 267 | | | | | | (No. and Street) | | | | Longwood | FL | | 32750 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | B. ACCOUNTANT IDENTIFICATION | Carol Arm Kinzer | 678-525-0992<br>(Arca Code<br>Telephone Number) | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Goldman & Company1 CPA's. P.C. | (Name | if"individual, state last, fi"rst, middle name) | | | 3535 Roswell Rd. Suite 32 | Marietta | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>~Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | *Claims for exemption ji·om the requirement that the annual report be covered by the opinion of an independent public accountant | | | | *must be supported by a statement o\_f facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | _______<br>I, | T_h_o_m_a_s_M_e…Read the full text as markdown