Full text of IOA SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL** REPORTS FORM X-17A-5 **PARTm** | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8 -<br>70426 | | FACING PAGE Information Required Pursuant to Rules **17a-5, 17a-12,** and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ________<br>1i'li202'1 | AND ENDING | ________<br>'12/31/2021<br>_ | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|----------------------------------------------|--| | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | !OA Securities, Ll.C<br>NAME OF FIRM: | | --------------------------------- | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[X] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1855 W State Road 434 Suite 267 | | | | | | | (No. and Street) | | | | | Longwood | | FL | 32750 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carol Ann Kinz.er | 678-525-0992 | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's. P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | :353s Roswell Rd. Suite a2 | Marietta | GA | .30062 | | | (Address} | (City) | (State) | (Zip Code) | | | 6/25/2009 | | 1952 | | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) I | | | | FOR OFFICIAL USE ONl Y | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond…Read the full text as markdown